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Company Profile
- Our client is a Securities subsidiary of a global banking firm.
The Role
- Promote a customer-centric and high-performance culture while ensuring compliance with risk appetite, regulatory standards, and internal controls.
- Oversee financial reporting, MIS, regulatory filings, tax compliance, and adherence to global and local financial requirements.
- Manage Global Wholesale Operations, including trade support, operational controls, onboarding, and compliance with KYC laws and internal policies.
- Act as the primary liaison with regulatory authorities, handling audits, inspections, and reporting for finance, operations, and compliance matters.
- Develop and maintain Standard Operating Procedures (SOPs) for finance, operations, and onboarding to ensure regulatory and internal compliance.
- Lead business continuity planning (BCP) and Third-Party Risk Management (TPRM), ensuring operational resilience and security.
- Oversee office infrastructure, facility management, procurement, and budget monitoring for operational efficiency.
- Serve as the Personal Information Protection Manager, ensuring compliance with data privacy laws and internal security policies.
- Act as the regulatory officer responsible for governance and oversight of regulated business activities.
- Support HR and IT functions, collaborating with regional teams on policy implementation, controls, and operational alignment.
Your Skills
- 10+ years of working experience in a global securities firm (ideally fixed income)
- Experience in Operations, Finance, Administration, Regulatory Reporting
- Experience in managing subordinates
- Holds JSDA Internal Control Manager qualification
- Fluency in both English and Japanese
Location
Tokyo
Salary
20 - 25 million yen
Selling points
- Become part of the 4 members in the Japan management team
- Be a part of a globally recognized financial institution with a strong reputation in capital markets
- Work in a senior, hands-on role with a high level of autonomy and impact
- Competitive compensation package with room for negotiation based on experience
Reference Number: 06940-0013176868
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お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ(以下、当社)がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約(https://www.roberthalf.com/jp/ja/privacy)をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。

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